D.C. Circuit Holds that Whistleblower Provision Does Not Apply Extraterritorially
In Garvey v. Administrative Review Board, the D.C. Circuit held that a whistleblower provision in the Sarbanes-Oxley Act did not apply to alleged retaliation against an employee in Hong Kong by a subsidiary of a U.S. investment bank. The opinion carefully applies the Supreme Court’s two-step framework for the presumption against extraterritoriality to the whistleblower…
Continue ReadingThe Media Coverage of Turkiye Halk Bankasi, in Review
Last week, the Supreme Court heard oral arguments in Turkiye Halk Bankasi A.S. v. United States, a criminal case originating in the Second Circuit. The defendant, Turkiye Halk Bankasi A.S. (“Halkbank”), is a foreign state-owned commercial bank, headquartered in Istanbul, and a subsidiary of the Turkish government’s sovereign wealth fund. Charged with laundering over $1…
Continue ReadingExecutive Control Versus “Deference” in Halkbank
On January 17, the Supreme Court heard oral argument in Turkiye Halk Bankasi A.S. v. United States(Halkbank) on whether the Foreign Sovereign Immunities Act (FSIA) applies to criminal prosecutions. One argument advanced by the government in Halkbank (and other immunity cases) is that the executive branch has absolute control over immunity determinations not governed by…
Continue ReadingSeeking Second Circuit Review of Service in Smart Study
The plaintiff in Smart Study has attempted to appeal Judge Woods’ careful decision concluding that the Hague Service Convention does not permit service by email.
Continue ReadingOral Argument in Doe v. Apple
Last week, the D.C. Circuit heard oral argument in Doe v. Apple, a case brought by victims of forced labor and human trafficking against five U.S. technology companies. The plaintiffs are children or family members of children who were injured or killed mining cobalt in the Democratic Republic of the Congo. The defendants—Apple, Alphabet, Microsoft,…
Continue ReadingDistrict Court Dismisses Killing Claims Against MBS
Yesterday, the District Court for the District of Columbia (Judge John Bates) dismissed a lawsuit brought by Democracy in the Arab World Now (DAWN) and the widow of journalist Jamal Khashoggi, who was brutally murdered by security agents at the Saudi embassy in Istanbul. The plaintiffs sued Saudi Crown Prince Mohammed bin Salman (MBS) and…
Continue ReadingThe FSIA “Two Step”—Venue in Enforcement Actions Against Foreign States
When a party holding a foreign judgment or arbitral award wants to enforce the judgment or award against assets in the United States, it normally brings an enforcement action in the jurisdiction where the assets are located. But when the judgment debtor is a foreign state, the venue provision of the Foreign Sovereign Immunities Act…
Continue ReadingRecapping Media Coverage of Mallory
Last Tuesday, the Supreme Court heard oral arguments in Mallory v. Norfolk Southern Railway Co., a personal jurisdiction case on review from the Pennsylvania Supreme Court. Robert Mallory, a Virginia resident employed in Virginia and Ohio, sued Norfolk Southern, then based and incorporated in Virginia, in Pennsylvania state court. The case asks the Supreme Court…
Continue ReadingLower Court Grapples with Supreme Court Ruling on Section 1782 and Investor-State Arbitration
Back in June 2022, the U.S. Supreme Court resolved a circuit split on the applicability of Section 1782’s discovery tools for private commercial arbitration, and simultaneously addressed a related issue of Section 1782’s use in investor-state arbitration. The investor-state issue came to the Court in the case of AlixPartners LLP v. The Fund for Protection…
Continue ReadingConsent and Personal Jurisdiction: The Mallory Oral Argument
On Tuesday November 8, 2022, the U.S. Supreme Court heard oral argument in Mallory v. Norfolk Southern Railway, a case that Reuters called “a sleeper case . . . [that] could be a nightmare for corporations.” The case involves a railway worker, Robert Mallory, a resident of Virginia, who had worked for Norfolk Southern for…
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